IIA IIA-CFSA-BANK Valid Q&A - in .pdf

  • IIA-CFSA-BANK pdf
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Aug 08, 2026
  • Q & A: 0 Questions and Answers
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IIA IIA-CFSA-BANK Valid Q&A - Testing Engine

  • IIA-CFSA-BANK Testing Engine
  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Aug 08, 2026
  • Q & A: 0 Questions and Answers
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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Auditing Financial Services Products25%- Banking products and services
  • 1. Commercial lending
    • 2. Retail banking
      • 3. Treasury and cash management
        • 4. Investment and trust services
          Topic 2: Auditing Financial Services Processes15%- Operational auditing
          • 1. Fraud prevention and detection
            • 2. Loan processing
              • 3. Information systems and technology controls
                • 4. Deposit operations
                  Topic 3: Banking Discipline20%- Banking-specific knowledge
                  • 1. Credit risk management
                    • 2. Capital management
                      • 3. Asset and liability management
                        • 4. Liquidity risk
                          • 5. Interest rate risk
                            • 6. Bank governance and regulatory expectations
                              Topic 4: Regulatory Environment15%- Banking regulations and compliance
                              • 1. Anti-money laundering requirements
                                • 2. Consumer protection regulations
                                  • 3. Regulatory agencies and oversight
                                    • 4. Capital adequacy and risk management requirements
                                      Topic 5: Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Internal control evaluation
                                        • 2. Audit engagement planning
                                          • 3. Financial services risk identification
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